Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 14 Feb 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (24 May 2022 to 17 Jan 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Feb 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2024)
    • CF30 Customer (11 Jul 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (24 May 2022 to 17 Jan 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Feb 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 7 Feb 2024)
    • CF30 Customer (11 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.