Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Apr 2025)
    • CF1 Director (AR) (since 17 Apr 2025)
    • CF30 Customer (since 17 Apr 2025)
    • (1)Employed By (since 17 Apr 2025)
  • Cartlidge Morland Wealth Management LLP (no longer approved here)

    FRN 810083

    • [FCA CF] Functions requiring qualifications (11 Jan 2023 to 13 Dec 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (20 Feb 2015 to 22 May 2015)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (13 Feb 2015 to 22 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.