Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • CF2 Non Executive Director (5 Apr 2010 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 4 Apr 2010)
    • CF29 Significant management (1 Nov 2007 to 4 Apr 2010)
    • CF23 Corporate Finance Adviser (31 Jul 2006 to 31 Oct 2007)
    • CF1 Director (14 Feb 2006 to 4 Apr 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 May 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Mar 2003 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.