Nicholas Andrew Ian Barber

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Dec 2013)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (25 Sep 2007 to 31 Oct 2007)
  • Argent Wealth Management Ltd

    FRN 611197

    • (2)Employed By (since 17 Dec 2013)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (36)Employed By (25 Sep 2007 to 2 Jan 2014)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (27 Mar 2006 to 4 Sep 2007)
    • CF22 Investment Adviser (Trainee) (8 Sep 2005 to 27 Mar 2006)
  • Rutherford & Co (no longer approved here)

    FRN 216217

    • (26)Employed By (8 Sep 2005 to 4 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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