Nicholas Andrew Dowell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • [FCA CF] Manager of certification employee (since 27 Mar 2025)
    • [FCA CF] Client dealing (since 28 Feb 2020)
    • CF30 Customer (9 Aug 2010 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2006)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (1 Jul 2018 to 27 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.