Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (18 Dec 2024 to 24 Apr 2026)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (29 Feb 2024 to 31 Oct 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (29 Oct 2020 to 30 Nov 2023)
    • CF30 Customer (13 Oct 2020 to 30 Nov 2023)
  • Trowlock Wealth Management LLP (no longer approved here)

    FRN 597650

    • (8)Employed By (13 Oct 2020 to 30 Nov 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (10 Jun 2020 to 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (10 Jun 2020 to 1 Oct 2020)
    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (11 Dec 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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