Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of Scotland plc
FRN 169628
- [PRA CF] Significant risk taker or Material risk taker (since 7 May 2024)
- [FCA CF] Manager of certification employee (since 7 May 2024)
- [FCA CF] Material risk taker (since 7 May 2024)
- [PRA CF] Managing a material risk taker (since 7 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 22 Dec 2018)
- [FCA CF] Material risk taker (25 Nov 2016 to 22 Dec 2018)
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Manager of certification employee (since 1 Mar 2021)
- [PRA CF] Managing a material risk taker (since 1 Mar 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 22 Jan 2020)
- [FCA CF] Material risk taker (since 22 Jan 2020)
- [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 22 Dec 2018)
- [FCA CF] Material risk taker (25 Nov 2016 to 22 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.