Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marshall Wace LLP
FRN 228531
- [FCA CF] Material risk taker (since 1 Oct 2022)
- [FCA CF] Algorithmic trading (since 22 Jul 2021)
- [FCA CF] Client dealing (since 22 Jul 2021)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (6 Dec 2011 to 8 Dec 2019)
- CF30 Customer (26 Mar 2008 to 30 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.