Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (10 Apr 2013 to 20 Dec 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (27 Sep 2010 to 25 Mar 2013)
    • CF22 Investment Adviser (Trainee) (24 Dec 2003 to 20 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (3 Jul 2009 to 27 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.