Nichola Anne Morgan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Financial (no longer approved here)
FRN 442767
- [FCA CF] Client dealing (1 Nov 2023 to 31 May 2024)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2021)
- CF30 Customer (17 Aug 2012 to 8 Dec 2019)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (3 Nov 2011 to 5 Dec 2011)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (20 Aug 2010 to 13 May 2011)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (1 Nov 2007 to 13 May 2008)
- CF26 Customer Trading (6 Jan 2006 to 31 Oct 2007)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF26 Customer Trading (4 Apr 2002 to 7 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.