Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 29 Apr 2024)
    • [FCA CF] Significant management (since 29 Apr 2024)
    • [FCA CF] Manager of certification employee (since 29 Apr 2024)
    • [FCA CF] Manager of certification employee (since 1 Jun 2023)
    • [FCA CF] Significant management (since 7 Mar 2017)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (15 May 2019 to 1 Apr 2021)
    • [FCA CF] Manager of certification employee (since 1 Jun 2023)
    • [FCA CF] Material risk taker (since 7 Mar 2017)
    • [FCA CF] Significant management (since 7 Mar 2017)
    • [FCA CF] Manager of certification employee (15 May 2019 to 1 Apr 2021)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • [FCA CF] Manager of certification employee (15 May 2019 to 1 Apr 2021)
    • [FCA CF] Material risk taker (7 Mar 2017 to 3 Jul 2023)
    • [FCA CF] Significant management (7 Mar 2017 to 3 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

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