Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- [FCA CF] Material risk taker (since 29 Apr 2024)
- [FCA CF] Significant management (since 29 Apr 2024)
- [FCA CF] Manager of certification employee (since 29 Apr 2024)
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RBC Europe Limited
FRN 124543
- [FCA CF] Manager of certification employee (since 1 Jun 2023)
- [FCA CF] Significant management (since 7 Mar 2017)
- [FCA CF] Material risk taker (since 7 Mar 2017)
- [FCA CF] Manager of certification employee (15 May 2019 to 1 Apr 2021)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Manager of certification employee (since 1 Jun 2023)
- [FCA CF] Material risk taker (since 7 Mar 2017)
- [FCA CF] Significant management (since 7 Mar 2017)
- [FCA CF] Manager of certification employee (15 May 2019 to 1 Apr 2021)
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- [FCA CF] Manager of certification employee (15 May 2019 to 1 Apr 2021)
- [FCA CF] Material risk taker (7 Mar 2017 to 3 Jul 2023)
- [FCA CF] Significant management (7 Mar 2017 to 3 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.