Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPSTONE INVESTMENT ADVISORS (UK), LLP
FRN 473282
- SMF27 Partner (since 22 Apr 2024)
- [FCA CF] Material risk taker (1 Aug 2022 to 10 Dec 2024)
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- [FCA CF] Material risk taker (17 Mar 2021 to 5 Jul 2022)
- CF28 Systems and controls (5 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (24 Dec 2010 to 30 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.