Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Managing a material risk taker (since 3 Mar 2026)
    • [FCA CF] Material risk taker (since 21 Dec 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Dec 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (18 Nov 2016 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (18 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (5 Jan 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (18 Nov 2016 to 31 Dec 2020)
    • [FCA CF] Client dealing (18 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (15 Jan 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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