Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 4 Feb 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 3 Dec 2018)
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Power Financial Planning Limited
FRN 826825
- (2)Employed By (since 3 Dec 2018)
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- CF30 Customer (14 Feb 2017 to 9 Nov 2018)
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- (26)Employed By (14 Feb 2017 to 9 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.