Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 31 May 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Jan 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.