Niall O'Connor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] Client dealing (16 Nov 2020 to 31 Oct 2024)
    • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 31 Oct 2024)
    • [FCA CF] Manager of certification employee (16 Nov 2020 to 31 Oct 2024)
    • [FCA CF] Material risk taker (14 Apr 2020 to 31 Oct 2024)
    • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (16 Apr 2010 to 31 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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