Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 13 Dec 2021)
    • [FCA CF] Manager of certification employee (since 13 Dec 2021)
    • [FCA CF] Material risk taker (13 Dec 2021 to 1 Apr 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (8 Jan 2019 to 31 Aug 2020)
    • [FCA CF] Client dealing (2 Apr 2018 to 18 Oct 2021)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 28 Jul 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Dec 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.