Niall James Woodhead

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [PRA CF] Managing a material risk taker (9 Sep 2019 to 1 Oct 2020)
    • [FCA CF] Material risk taker (9 Sep 2019 to 1 Oct 2020)
    • [FCA CF] Significant management (9 Sep 2019 to 1 Oct 2020)
    • [PRA CF] Key function holder (9 Sep 2019 to 1 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 1 Oct 2020)
    • SMF4 Chief Risk (5 Jul 2019 to 9 Jun 2020)
    • CF3 Chief Executive (29 Mar 2011 to 4 Apr 2014)
    • CF29 Significant management (27 Apr 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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