Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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REGAN FINANCIAL LIMITED
FRN 506821
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 13 Feb 2025)
- [FCA CF] Client dealing (since 13 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.