Niall Derek Graham Dorward Allardice

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blevins Franks Financial Management Limited
FRN 179731
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Apr 2025)
Fundsmith LLP (no longer approved here)
FRN 523102
- [FCA CF] Client dealing (25 May 2022 to 30 Nov 2024)
Fisher Investments Europe Limited (no longer approved here)
FRN 191609
- CF30 Customer (1 Nov 2007 to 12 Feb 2014)
- CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
Argentis Wealth Management Ltd (no longer approved here)
FRN 419331
- CF30 Customer (1 Nov 2007 to 10 Dec 2007)
- CF22 Investment Adviser (Trainee) (26 Jun 2006 to 31 Oct 2007)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF21 Investment Adviser (5 Nov 2002 to 14 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.