Niall David Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 3 May 2023)
    • CF2 Non Executive Director (24 Jul 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 24 Jul 2008)
    • CF1 Director (6 Dec 2004 to 24 Jul 2008)
    • CF10 Compliance Oversight (6 Dec 2004 to 8 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.