Ngoc Tran Thao Nguyen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (15 Jan 2025 to 12 Dec 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (16 Nov 2021 to 1 Nov 2024)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • [FCA CF] Client dealing (28 Feb 2019 to 27 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.