Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (8 Mar 2019 to 14 Mar 2021)
    • [FCA CF] Client dealing (12 Sep 2018 to 14 Mar 2021)
    • CF30 Customer (14 Oct 2008 to 20 Jul 2011)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (23 Sep 2011 to 21 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.