Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF2 Chief Finance (since 7 Mar 2016)
    • SMF4 Chief Risk (since 7 Mar 2016)
    • SMF16 Compliance Oversight (28 Sep 2022 to 29 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Sep 2022 to 29 Dec 2023)
    • CF1 Director (12 Sep 2014 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (2 Nov 2011 to 13 Jun 2014)
    • CF28 Systems and controls (2 Nov 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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