Nelson Ejoh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BRITANNIA GLOBAL MARKETS LIMITED
FRN 114159
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2024)
- SMF16 Compliance Oversight (since 19 Jul 2024)
- [FCA CF] Material risk taker (since 18 Jun 2024)
Sporting Index Limited (no longer approved here)
FRN 150404
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Sep 2023 to 6 Nov 2023)
- SMF16 Compliance Oversight (7 Sep 2023 to 6 Nov 2023)
Malayan Banking Berhad (no longer approved here)
FRN 204674
- SMF16 Compliance Oversight (7 Mar 2016 to 28 Feb 2017)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 28 Feb 2017)
- CF10 Compliance Oversight (8 Sep 2015 to 6 Mar 2016)
- CF11 Money Laundering Reporting (8 Sep 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.