Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Material risk taker (5 Dec 2022 to 30 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Nov 2022)
    • CF30 Customer (23 Sep 2011 to 1 Dec 2013)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2021)
    • CF30 Customer (5 Jan 2015 to 8 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (31 Jul 2008 to 4 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.