Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (13 Nov 2019 to 25 May 2022)
    • [FCA CF] Client dealing (9 Nov 2016 to 25 May 2022)
    • CF30 Customer (20 Oct 2008 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (5 Oct 2005 to 6 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.