Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (13 Nov 2019 to 25 May 2022)
- [FCA CF] Client dealing (9 Nov 2016 to 25 May 2022)
- CF30 Customer (20 Oct 2008 to 6 Mar 2016)
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- CF21 Investment Adviser (5 Oct 2005 to 6 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.