Neill John Anderson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD

    FRN 513655

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Aug 2015 to 8 Dec 2019)
  • Financial Planning Options Ltd (no longer approved here)

    FRN 467035

    • CF30 Customer (31 Aug 2012 to 20 Aug 2015)
  • 1st Alliance Financial Planning Ltd (no longer approved here)

    FRN 442615

    • Employed By (16 Jan 2007 to 30 Jun 2008)
  • Money Aspects Ltd (no longer approved here)

    FRN 228976

    • (22)Employed By (13 Jul 2004 to 8 Feb 2005)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (8 Apr 2003 to 5 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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