Neilesh Desai

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Apr 2016)
    • CF30 Customer (since 13 Apr 2016)
  • SKR Wealth Management Ltd

    FRN 742936

    • (1)Employed By (since 13 Apr 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Jun 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (17 Jun 2011 to 13 Mar 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (24 Mar 2005 to 31 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.