Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (22 Jun 2020 to 9 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Apr 2025)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (7)Employed By (22 Jun 2020 to 9 Apr 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Jun 2008 to 1 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.