Neil Warman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ODYSSEY MORTGAGE SERVICES LIMITED (no longer approved here)
FRN 303216
- CF1 Director (6 Apr 2009 to 26 Oct 2011)
HOMELOAN MANAGEMENT LIMITED (no longer approved here)
FRN 304476
- CF1 Director (4 Jan 2008 to 26 Oct 2011)
- CF29 Significant management (4 Jan 2008 to 10 Aug 2010)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.