Neil Waistnidge

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haywood & Co Financial Planning Limited

    FRN 648084

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (2 Mar 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Mar 2015 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (2 Mar 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Mar 2015 to 8 Dec 2019)
    • CF1 Director (2 Mar 2015 to 8 Dec 2019)
  • Haywood & Co Financial Planning Ltd (no longer approved here)

    FRN 407703

    • (2)Employed By (23 Sep 2004 to 26 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

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