Neil Wainman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (12 Jun 2003 to 15 Dec 2003)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF22 Investment Adviser (Trainee) (12 Jun 2003 to 15 Dec 2003)
Fair Facts Financial Limited (no longer approved here)
FRN 224143
- Employed By (12 Jun 2003 to 15 Dec 2003)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.