Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tavira Financial Limited (no longer approved here)

    FRN 462001

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2023)
    • CF30 Customer (17 Feb 2014 to 23 Jun 2017)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (20 Aug 2010 to 3 Jan 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (18 Aug 2005 to 10 May 2006)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF26 Customer Trading (6 Aug 2003 to 29 Apr 2005)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF26 Customer Trading (26 Jul 2002 to 29 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.