Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2023)
- CF30 Customer (17 Feb 2014 to 23 Jun 2017)
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- CF30 Customer (20 Aug 2010 to 3 Jan 2014)
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- CF21 Investment Adviser (18 Aug 2005 to 10 May 2006)
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- CF26 Customer Trading (6 Aug 2003 to 29 Apr 2005)
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- CF26 Customer Trading (26 Jul 2002 to 29 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.