Neil Stuart Taylor

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Insurance (UK) Limited

    FRN 202823

    • [PRA CF] Significant risk taker or Material risk taker (since 23 Nov 2021)
    • [PRA CF] Key function holder (since 23 Nov 2021)
    • SMF3 Executive Director (17 Feb 2022 to 27 Mar 2025)
    • [FCA CF] Material risk taker (23 Nov 2021 to 26 Nov 2025)
  • RiverStone Managing Agency Limited

    FRN 204964

    • [PRA CF] Significant risk taker or Material risk taker (since 23 Nov 2021)
    • [PRA CF] Key function holder (since 23 Nov 2021)
    • SMF3 Executive Director (17 Feb 2022 to 27 Mar 2025)
    • [FCA CF] Material risk taker (23 Nov 2021 to 26 Nov 2025)
  • RiverStone Management Limited

    FRN 776316

    • SMF3 Executive Director (since 17 Feb 2022)
    • [FCA CF] Material risk taker (23 Nov 2021 to 26 Nov 2025)
  • Catalina Worthing Insurance Limited (no longer approved here)

    FRN 468832

    • SMF18 Other Overall Responsibility (15 Feb 2019 to 15 Oct 2021)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 15 Aug 2008)
    • CF21 Investment Adviser (19 Feb 2002 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 15 Aug 2008)
    • CF21 Investment Adviser (19 Feb 2002 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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