Neil Stewart Mackay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2023)
    • [FCA CF] Client dealing (since 5 Jan 2023)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Functions requiring qualifications (11 Aug 2021 to 19 Oct 2022)
    • [FCA CF] Client dealing (11 Aug 2021 to 19 Oct 2022)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (28 Sep 2020 to 28 Sep 2021)
    • CF30 Customer (27 Aug 2008 to 17 Aug 2012)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (25 Nov 2015 to 31 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.