Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Trust Global Services SE
FRN 829966
- SMF4 Chief Risk (since 22 Dec 2025)
- [FCA CF] Manager of certification employee (12 Mar 2024 to 22 Dec 2025)
- [FCA CF] Material risk taker (12 Mar 2024 to 22 Dec 2025)
- [FCA CF] Significant management (12 Mar 2024 to 22 Dec 2025)
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The Northern Trust Company
FRN 122020
- [FCA CF] Material risk taker (since 16 Sep 2024)
- [FCA CF] Manager of certification employee (since 12 Mar 2024)
- [FCA CF] Significant management (since 12 Mar 2024)
- [FCA CF] Material risk taker (12 Mar 2024 to 11 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.