Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Newcore Capital Management Finance LLP
FRN 582190
- [FCA CF] Significant management (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2021 to 16 Oct 2025)
- SMF16 Compliance Oversight (8 Feb 2021 to 16 Oct 2025)
- SMF27 Partner (9 Dec 2019 to 16 Oct 2025)
- CF30 Customer (2 Aug 2017 to 8 Dec 2019)
- CF4 Partner (20 Jul 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.