Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HUGHES FIRMAN OVEL ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 469482

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2022)
    • CF30 Customer (14 Oct 2010 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (9 Jul 2009 to 27 Oct 2010)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 21 Jul 2009)
    • CF21 Investment Adviser (8 Feb 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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