Neil Ryner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ryner & Partners Limited

    FRN 666813

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Manager of certification employee (since 11 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 11 Sep 2023)
    • [FCA CF] Client dealing (since 11 Sep 2023)
    • [FCA CF] Benchmark submission and administration (since 11 Sep 2023)
    • [FCA CF] CASS oversight function (since 11 Sep 2023)
    • [PRA CF] Key function holder (since 11 Sep 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 7 Dec 2016)
    • Responsible for Insurance Mediation (2 Dec 2015 to 30 Sep 2018)
    • CF1 Director (2 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Dec 2015 to 8 Dec 2019)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • CF1 Director (AR) (19 Oct 2012 to 1 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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