Neil Russell Woodford

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Woodford Investment Management Limited
FRN 745433
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (30 Sep 2016 to 8 Dec 2019)
- CF30 Customer (30 Sep 2016 to 8 Dec 2019)
Invesco Asset Management Limited (no longer approved here)
FRN 122674
- CF30 Customer (1 Nov 2007 to 30 Apr 2014)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Invesco Fund Managers Limited (no longer approved here)
FRN 119298
- CF1 Director (10 Dec 2002 to 1 Sep 2003)
- CF27 Investment Management (1 Dec 2001 to 7 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.