Neil Roy Duthie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simpson Wood (Financial Services) Limited (no longer approved here)

    FRN 224131

    • Responsible for Insurance Distribution (1 Oct 2018 to 26 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 26 Apr 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (15 May 2003 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (15 May 2003 to 31 Oct 2007)
    • CF1 Director (15 May 2003 to 26 Apr 2019)
    • CF8 Apportionment and Oversight (15 May 2003 to 31 Mar 2009)
    • CF3 Chief Executive (15 May 2003 to 26 Apr 2019)
    • CF10 Compliance Oversight (15 May 2003 to 26 Apr 2019)
    • CF11 Money Laundering Reporting (15 May 2003 to 26 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.