Neil Robert Price

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Companion Financial Planning LLP

    FRN 705850

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (18 Sep 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Sep 2015 to 8 Dec 2019)
    • CF4 Partner (18 Sep 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Sep 2015 to 30 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (22 Oct 2013 to 18 Sep 2015)
    • CF4 Partner (AR) (22 Oct 2013 to 18 Sep 2015)
  • Companion Financial Planning LLP (no longer approved here)

    FRN 608982

    • Employed By (22 Oct 2013 to 18 Sep 2015)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (8 Nov 2011 to 13 Sep 2013)
  • SKYBOUND WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 217994

    • CF30 Customer (11 Jan 2011 to 24 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.