Neil Robert King

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)
FRN 114159
- [FCA CF] Client dealing (9 Jun 2021 to 13 Dec 2021)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (15 Sep 2014 to 27 Mar 2019)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF21 Investment Adviser (19 May 2005 to 19 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.