Neil Robert Dennis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAROLE NASH INSURANCE CONSULTANTS LIMITED (no longer approved here)
FRN 307243
- SMF7 Group Entity Senior Manager (22 May 2020 to 26 Jun 2024)
- CF28 Systems and controls (2 Mar 2018 to 8 Dec 2019)
URIS Group Limited (no longer approved here)
FRN 307332
- SMF7 Group Entity Senior Manager (22 May 2020 to 1 Oct 2024)
- CF28 Systems and controls (2 Mar 2018 to 8 Dec 2019)
Atlanta Insurance Intermediaries Limited (no longer approved here)
FRN 309599
- SMF7 Group Entity Senior Manager (22 May 2020 to 26 Jun 2024)
- CF11 Money Laundering Reporting (1 Apr 2019 to 4 Sep 2019)
- CF28 Systems and controls (1 Apr 2019 to 8 Dec 2019)
PAYMENTSHIELD LIMITED (no longer approved here)
FRN 312708
- SMF7 Group Entity Senior Manager (22 May 2020 to 26 Jun 2024)
- CF28 Systems and controls (2 Mar 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.