Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Client dealing (1 Oct 2020 to 11 May 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (20 Mar 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (20 Feb 2017 to 30 Sep 2020)
    • CF30 Customer (1 Nov 2007 to 5 Feb 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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