Neil Richard Willies

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NEIL WILLIES INSURANCE BROKERS LIMITED
FRN 305739
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (AR) (11 Sep 2018 to 20 Jan 2025)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
WOODWARD MARKWELL FINANCIAL ADVISERS LTD (no longer approved here)
FRN 146449
- CF1 Director (5 Feb 2007 to 14 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.