Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Mar 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2016 to 8 Dec 2019)
  • New Homes Mortgage Services (no longer approved here)

    FRN 181123

    • (9)Employed By (18 Jun 2004 to 20 Jun 2004)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (5 Mar 2003 to 16 Sep 2003)
  • Sleight Financial Management Ltd (no longer approved here)

    FRN 207595

    • (7)Employed By (5 Mar 2003 to 16 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.