Neil Rayner

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 30 Apr 2021)
    • [FCA CF] Client dealing (since 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jun 2021)
    • SMF27 Partner (9 Dec 2019 to 3 May 2023)
    • CF4 Partner (17 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jun 2017 to 8 Dec 2019)
  • City Financial Solutions Limited (no longer approved here)

    FRN 575512

    • (8)Employed By (1 Mar 2012 to 30 Oct 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (16 Feb 2010 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at City Financial Solutions Limited

  2. controlled function added: (8)Employed By at City Financial Solutions Limited