Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (3 Oct 2024 to 2 Jan 2025)
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- [PRA CF] Significant risk taker or Material risk taker (20 Jun 2024 to 2 Jan 2025)
- CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- CF21 Investment Adviser (24 Aug 2004 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (20 Jun 2024 to 2 Jan 2025)
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- [PRA CF] Significant risk taker or Material risk taker (21 Feb 2022 to 2 Jan 2025)
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- [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2019)
- CF30 Customer (13 Apr 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.